-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPZOYXzD+Omtc+ogvWf5SDAioSU7BHr5uI4J/DCF6yrnIVZhHnAuNYzI/p9lZdLb aYyUIggLi67wLULeLJbIjQ== 0000899140-08-001683.txt : 20080910 0000899140-08-001683.hdr.sgml : 20080910 20080910163121 ACCESSION NUMBER: 0000899140-08-001683 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080910 DATE AS OF CHANGE: 20080910 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXPRESSJET HOLDINGS INC CENTRAL INDEX KEY: 0001144331 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 760517977 STATE OF INCORPORATION: DE FISCAL YEAR END: 0523 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78693 FILM NUMBER: 081065484 BUSINESS ADDRESS: STREET 1: 700 NORTH SAM HOUSTON PARKWAY WEST STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77067 BUSINESS PHONE: 832-353-1000 MAIL ADDRESS: STREET 1: 700 NORTH SAM HOUSTON PARKWAY WEST STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Quattro Global Capital, LLC CENTRAL INDEX KEY: 0001332902 IRS NUMBER: 134006740 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 546 5TH AVENUE STREET 2: 19TH FLOO CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-201-8780 MAIL ADDRESS: STREET 1: 546 5TH AVENUE STREET 2: 19TH FLOO CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G 1 q4461106b.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* ExpressJet Holdings, Inc. ------------------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 30218U108 --------- (CUSIP Number) August 31, 2008 --------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------- ----------------- CUSIP No. 30218U108 13G Page 2 of 6 Pages - ---------------------------- ----------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Quattro Global Capital, LLC - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 0 ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 25,676,095 OWNED BY EACH ------ ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 ------ --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,676,095 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,676,095 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.8% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON OO - ---------- --------------------------------------------------------------------- This Schedule 13G is being filed, pursuant to Reg. ss.240.13d-1(b) under the Act, on behalf of Quattro Global Capital, LLC, a Delaware limited liability company (the "Filer"), with respect to the common stock, par value $0.01 per share (the "Common Stock"), of ExpressJet Holdings, Inc., a Delaware corporation (the "Company"). The Filer is the investment manager or adviser to a variety of funds and managed accounts (such funds and accounts, collectively, the "Funds"). The Funds directly own the Common Stock to which this Schedule 13G relates, and by virtue of the authority granted to the Filer to vote and to dispose of the securities held by the Funds, including the Common Stock, the Filer may be deemed to beneficially own such Common Stock. On August 11, 2008, Quattro Fund, Ltd. ("QFL"), one of the Funds managed by the Filer, separately filed, pursuant to Reg. ss.240.13d-1(c) under the Act, a statement on Schedule 13G to report beneficial ownership of more than five percent of the Common Stock. As described above, the Filer shares beneficial ownership of securities directly beneficially owned by QFL, and accordingly, the shares of Common Stock reported as beneficially owned by QFL in such Schedule 13G are included in the number of shares of Common Stock reported herein. Item 1(a) Name of Issuer: - --------- -------------- ExpressJet Holdings, Inc., a corporation formed under the laws of the State of Delaware. Item 1(b) Address of Issuer's Principal Executive Offices: - --------- ----------------------------------------------- 700 North Sam Houston Parkway West, Suite 200, Houston, Texas 77067. Item 2(a) Name of Person Filing: - --------- --------------------- Quattro Global Capital, LLC (the "Filer"). Item 2(b) Address of Principal Business Office or, if None, Residence: - --------- ----------------------------------------------------------- 546 Fifth Avenue, 19th Floor, New York, NY 10036. Item 2(c) Citizenship: - --------- ----------- The Filer is organized as a limited liability company under the laws of the State of Delaware. Item 2(d) Title of Class of Securities: - --------- ---------------------------- Common Stock, par value $0.01 per share. Item 2(e) CUSIP Number: - --------- ------------ 30218U108. Item 3 If this statement is filed pursuant to Rules 13d-1(b) or - ------ -------------------------------------------------------- 13d-2(b) or (c), check whether the person filing is a: ----------------------------------------------------- (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; -3- (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940; (e) [X] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss.240.13d-(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4 Ownership: - ------ --------- The indirect beneficial ownership of Common Stock by the Filer, as of the date of this Schedule 13G, is as follows: (a) Amount beneficially owned: 25,676,095 (b) Percent of class: 11.8%. This percentage is based upon the 216,910,182 shares of Common Stock outstanding as of August 25, 2008, as stated in the Company's Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 4, 2008. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 25,676,095 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 25,676,095 Item 5 Ownership of Five Percent or Less of a Class: - ------ -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6 Ownership of More than Five Percent on Behalf of Another Person: - ------ --------------------------------------------------------------- Other than as set forth herein, no other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, in excess of such securities. Item 7 Identification and Classification of the Subsidiary Which - ------ ------------------------------------------------------------- Acquired the Security Being Reported on by the Parent Holding ------------------------------------------------------------- Company: ------- Not applicable. Item 8 Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of Group: - ------ ------------------------------ Not applicable. -4- Item 10 Certification: - ------- ------------- The Filer hereby makes the following certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [Signatures on following page] -5- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 10, 2008 QUATTRO GLOBAL CAPITAL, LLC By: /s/ Andrew Kaplan -------------------------------- Name: Andrew Kaplan Title: Manager [SIGNATURE PAGE TO SCHEDULE 13G WITH RESPECT TO EXPRESSJET HOLDINGS, INC.] -----END PRIVACY-ENHANCED MESSAGE-----